Erik Pinter is a registered investment advisor at LPL Financial LLC, based in New Berlin, WI, with 27 years of industry experience. Erik is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
2775 S. Moorland Road - 3rd Fl, New Berlin, WI, 53151
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2024Other Business Activities
Erik operates under two DBAs for his LPL business: Old National Investments (since 2016) and Old National Wealth Advisors (since 2016). He serves as a Sales Manager and dedicates minimal time outside of trading hours to these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Uvest Financial Services Group, INC.
Uvest Financial Services Group, INC.Broker
Uvest Financial Services Group, INC.
Vision Asset Management INC
Vision Investment Services, INC.Broker
Fiserv Investor Services, INC.Broker
Associated Investment Services, INC.Broker
Edward JonesBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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