Dawn Gordon is a registered investment advisor at LPL Financial LLC, based in Las Vegas, NV, with 40 years of industry experience. Dawn is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
628 S 10th St, Las Vegas, NV, 89101
Get directionsHistory
Regulatory History (4)
Regulatory
June 2010Customer Dispute
January 2010Customer Dispute
January 2003Customer Dispute
September 2001Other Business Activities
Dawn owns Max Too LLC for tax/investment purposes and rental real estate properties. She also operates Dawn Gordon Financial Advisors as a DBA for her LPL business, dedicating about 10-20% of her time to it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Lincoln Financial Securities Corporation
Dawn Gordon Financial Advisors
Lincoln Financial Securities CorporationBroker
American Express Financial Advisors INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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