Dawn Gordon is a registered investment advisor at LPL Financial LLC, based in Las Vegas, NV, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
628 S 10th St, Las Vegas, NV, 89101
Get directionsHistory
Regulatory History (4)
Regulatory
June 2010Customer Dispute
January 2010Customer Dispute
January 2003Customer Dispute
September 2001Other Business Activities
Dawn owns Max Too LLC for tax/investment purposes and rental real estate properties. She also operates Dawn Gordon Financial Advisors as a DBA for her LPL business, dedicating about 10-20% of her time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Lincoln Financial Securities Corporation
Dawn Gordon Financial Advisors
Lincoln Financial Securities CorporationBroker
American Express Financial Advisors INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.