TrueAdvisor
TrueAdvisor
EH
EH

Eric Harbak

LPL Financial LLC
17 Years of Experience
Las Vegas, NV
1 Disclosure
View SEC Summary
View SEC Summary

Eric Harbak is a registered investment advisor at LPL Financial LLC, based in Las Vegas, NV, with 17 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Las Vegas, NV

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2011
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Financial LLC
July 2022 - Present · 4 yrs 3 mos
Previous Registrations
Financial Engines Advisors L.L.C.
November 2016 - July 2022 · 5 yrs 8 mos
Financial Engines Advisor Center, LLC
December 2015 - November 2016 · 11 mos
The Mutual Fund Store
July 2011 - December 2015 · 4 yrs 5 mos
Edward Jones
February 2007 - October 2009 · 2 yrs 8 mos
State Registrations2 states
NVTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Las Vegas, NV →All financial advisors in Nevada →