Karen Casillas is a registered investment advisor at Captrust, based in Westlake Village, CA, with 28 years of industry experience. Karen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 36,839 clients with $1100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.25% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 1.75% |
| $2.0M - $5.0M | 1.25% |
| $5M+ | 1.00% |
Advisory fees are subject to negotiation based on multiple factors including clients with multiple accounts, size of the account, a prior or existing relationship, and a client’s particular needs or financial characteristics.
Fee Estimator
Location
2625 Townsgate Rd. Suite #330, Westlake Village, CA, 91361
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Karen is the Chairperson of the investment committee and a volunteer for the Assistance League of Ventura County since 2021. She chairs quarterly meetings to manage the endowment investment portfolio, dedicating minimal time to this role.
Employment History
Current Registrations
Captrust
Capfinancial Securities, LLC.
Capfinancial Securities, LLC.Broker
Previous Registrations
Captrust Financial Advisors or "captrust"
Financial Telesis, INC.
401(k) Advisors, INC.
Financial Telesis INCBroker
Ing Financial Advisers, LLCBroker
Citicorp Investment ServicesBroker
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
American Funds Distributors, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.