Sharain Taylor is a registered investment advisor at Spc, based in Dallas, TX, with 37 years of industry experience. Sharain operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 30,881 clients with $5.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SPC offers investment management through the SIGMA Managed Account program. Clients pay an annual account management fee based on a percentage of their account assets. The fee includes a program fee and the IAR's compensation. For example, if your account AUM is $1,500,000, the first $500,000 is billed at 2.50%, the next $250,000 at 1.75%, the next $250,000 at 1.50%, and the remaining $500,000 at 1.25%. The maximum annual advisory fee is 2.5%. The program fee is 0.15% on all assets. There is a $30 minimum annual program fee.
SPC also offers direct-at-fund programs where clients pay an annual asset-based investment management fee of 0.5%.
Location
Dallas, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sharain is a fixed insurance agent, a United Health Care independent agent for Medicare plans, and offers financial services/securities products. She also works as a contract representative processing home inspections and as a poll/clerk worker for Dallas County elections.
Employment History
Current Registrations
Spc
Parkland Securities, LLCBroker
Previous Registrations
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
Banc One Securities CorporationBroker
Charles Schwab & CO., INC.Broker
Invest Financial CorporationBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Ur Financial, INC.Broker
Fidelity Brokerage Services, INC.Broker
Fidelity Distributors CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.