Francis Kulak
Francis Kulak is a registered investment advisor at Moors & Cabot, INC, based in Phoenix, AZ, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 5,074 clients with $3.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Moors & Cabot charges an annual fee based on a percentage of your portfolio, billed quarterly. The exact percentage is negotiable and depends on factors like account size and complexity. The minimum fee rate is 0.5% and the maximum is 1.5%, unless approved by senior management. Moors & Cabot may aggregate multiple accounts to determine fee breakpoints. They also offer an "Advice Only" service for assets held elsewhere, billed quarterly in advance.
Location
645 East Missouri Avenue, Suite 170, Phoenix, AZ, 85012
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Regulatory History (1)
Employment Separation After Allegations
August 2020Other Business ActivitiesSells Insurance
Francis sells insurance through Farm Bureau Life and Affiliates since 2020. He also provides investment advisory and financial planning services through FBL Wealth Management, LLC, and receives referral fees from Farm Bureau Bank, dedicating minimal time to the latter.
Employment History
Current Registrations
Moors & Cabot, INC.Broker
Moors & Cabot, INC
Previous Registrations
Fbl Marketing Services, LLCBroker
Fbl Wealth Management, LLC
Bancwest Investment Services, INC. (bwis)
Bancwest Investment Services, INC.Broker
Ameriprise Financial Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Prudential Securities IncorporatedBroker
Salomon Smith Barney INC.Broker
Cs First Boston CorporationBroker
Salomon Brothers INC.Broker
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.