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Sally Osborne

Alight Financial Advisors, LLC
37 Years of Experience
Charlotte, NC
1 DisclosureBroker
View SEC Summary
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Sally Osborne is a registered investment advisor at Alight Financial Advisors, LLC, based in Charlotte, NC, with 37 years of industry experience. Sally operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 195,957 clients with $35B in assets under management.

Alight Financial Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
65 advisors
Number of Clients
195,957 clients
Average Client Portfolio
$179K average
Assets Under Management
$35.1B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K0.50%
$100K - $250K0.40%
$250K+0.30%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9300 Harris Corners Parkway, Suite 105, Charlotte, NC, 28269

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
August 2017
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Sally works part-time as a retail associate at Ross Dress for Less since 2021, dedicating about 10-20% of her time. This activity is not investment-related.

Employment History
Current Registrations
Alight Financial Advisors, LLC
January 2022 - Present · 4 yrs 4 mos
Alight Financial Solutions, LLC
January 2022 - Present · 4 yrs 4 mos
Alight Financial Solutions, LLCBroker
January 2022 - Present · 4 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2017 - January 2022 · 4 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2017 - January 2022 · 4 yrs 5 mos
Nuveen Asset Management, LLC
May 2016 - May 2017 · 1 yr
Nuveen Securities, LLCBroker
May 2016 - May 2017 · 1 yr
Incapital Insurance Services, LLCBroker
January 2015 - May 2016 · 1 yr 4 mos
Incapital LLCBroker
January 2015 - May 2016 · 1 yr 4 mos
Fifth Third Securities, INC.
February 2011 - January 2015 · 3 yrs 11 mos
Fifth Third Securities, INC.Broker
February 2011 - January 2015 · 3 yrs 11 mos
Firstmerit Advisors, INC.
April 2010 - January 2011 · 9 mos
Firstmerit Financial Services, INCBroker
February 2010 - January 2011 · 11 mos
First Brokerage America, L.L.C.Broker
July 2009 - February 2010 · 7 mos
VALIC Financial Advisors, INC.
January 2008 - July 2009 · 1 yr 6 mos
VALIC Financial Advisors, INC.Broker
January 2008 - July 2009 · 1 yr 6 mos
Wachovia Securities, LLC
March 2006 - January 2008 · 1 yr 10 mos
Wachovia Securities, LLCBroker
March 2006 - January 2008 · 1 yr 10 mos
Chase Investment Services CORP.
November 2005 - March 2006 · 4 mos
Chase Investment Services CORP.Broker
July 2005 - March 2006 · 8 mos
Banc One Securities CorporationBroker
March 2003 - July 2005 · 2 yrs 4 mos
Vision Investment Services, INC.Broker
October 2000 - March 2003 · 2 yrs 5 mos
Invest Financial CorporationBroker
May 1998 - October 2000 · 2 yrs 5 mos
Northern Trust Securities, INC.Broker
January 1988 - March 2003 · 15 yrs 2 mos
State Registrations2 states
ILNC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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