JW
JW
Jeffrey Won is a registered investment advisor at Morgan Stanley, based in Sacramento, CA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
400 Capitol Mall, Suite 1900, Sacramento, CA, 95814
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Regulatory History (4)
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Customer Dispute
May 2014Settled
Customer Dispute
May 2009Denied
Customer Dispute
March 2003Denied
Customer Dispute
September 1997Closed-No Action
Other Business Activities
Jeffrey owns rental property in Denver, CO since 2016. This investment-related activity takes minimal time outside of business hours.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
November 1998 - April 2007 · 8 yrs 5 mos
Morgan Stanley Dw INC.Broker
July 1986 - April 2007 · 20 yrs 9 mos
State Registrations33 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.