DB
DB
David Bennette is a registered investment advisor at Morgan Stanley, based in Sacramento, CA, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
400 Capitol Mall, Suite 1900, Sacramento, CA, 95814
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Regulatory History (1)
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Employment Separation After Allegations
April 2016Other Business Activities
David is an owner/landlord of rental property since 2008 in Sacramento, CA. This activity occurs both during and after business hours.
Employment History
Current Registrations
Morgan Stanley
May 2016 - Present · 10 yrs
Morgan StanleyBroker
May 2016 - Present · 10 yrs
Previous Registrations
Prospera Financial Services, INC.Broker
May 2016 - May 2016 · 0 mos
Prospera Financial Services, INC.
May 2016 - May 2016 · 0 mos
Wells Fargo Advisors, LLCBroker
January 2011 - April 2016 · 5 yrs 3 mos
Wells Fargo Advisors, LLC
January 2011 - April 2016 · 5 yrs 3 mos
Wells Fargo Investments, LLC
August 2008 - January 2011 · 2 yrs 5 mos
Wells Fargo Investments, LLCBroker
August 2008 - January 2011 · 2 yrs 5 mos
Wamu Investments, INC.
June 2005 - August 2008 · 3 yrs 2 mos
Wamu Investments, INC.Broker
June 2005 - August 2008 · 3 yrs 2 mos
Wells Fargo Investments, LLC
January 2005 - June 2005 · 5 mos
Wells Fargo Investments, LLCBroker
November 2004 - June 2005 · 7 mos
State Registrations16 states
CAFLHIIDINMAMNMSNCNJNVNYORTNTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.