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CFP · ChFC
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CFP · ChFC

Thomas Robbins

Ameriprise Financial Services, LLC
37 Years of Experience
Plymouth Meeting, PA
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Thomas Robbins is a CFP, ChFC-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Plymouth Meeting, PA, with 37 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

27 E Germantown Pike, Plymouth Meeting, PA, 19462-1505

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2007
Denied
Customer Dispute
June 2006
Withdrawn
Customer Dispute
September 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Thomas is an independent insurance broker selling fixed annuities and manages several LLCs, including one for a family vacation home and others related to his financial planning practice and real estate holdings. He also provides financial neutral and expert witness services in collaborative divorce cases, dedicating about a third of his time to these activities.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2003 - Present · 23 yrs 2 mos
Ameriprise Financial Services, LLC
May 1989 - Present · 37 yrs 5 mos
Ameriprise Financial Services, LLCBroker
May 1989 - Present · 37 yrs 5 mos
Previous Registrations
Ids Life Insurance CompanyBroker
May 1989 - July 2006 · 17 yrs 2 mos
Chester Harris & Company, IncorporatedBroker
January 1989 - June 1989 · 5 mos
State Registrations31 states
AZCACOCTDCDEFLIDILMAMDMEMIMNMONCNJNMNVNYORPASCTNTXVAVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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