TrueAdvisor
TrueAdvisor
RM
RM

Robin Matthews

Ameriprise Financial Services, LLC
22 Years of Experience
Plymouth Meeting, PA
9 DisclosuresBroker
View SEC Summary
View SEC Summary

Robin Matthews is a registered investment advisor at Ameriprise Financial Services, LLC, based in Plymouth Meeting, PA, with 22 years of industry experience. Robin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2070 Butler Pike, Plymouth Meeting, PA, 19462

Get directions

History

Regulatory History (9)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
June 2024
Final
Financial
January 2024
Final
Financial
July 2023
Final
Financial
June 2023
Final
Financial
May 2023
Final
Financial
May 2023
Final
Financial
April 2023
Final
Financial
January 2023
Final
Employment Separation After Allegations
March 2022
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
May 2023 - Present · 3 yrs 5 mos
Ameriprise Financial Services, LLC
May 2023 - Present · 3 yrs 5 mos
Ameriprise Financial Services, LLCBroker
May 2023 - Present · 3 yrs 5 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2019 - April 2022 · 2 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
May 2019 - April 2022 · 2 yrs 11 mos
Wells Fargo Advisors Financial Network, LLC
June 2018 - May 2019 · 11 mos
Wells Fargo Advisors Financial Network, LLCBroker
June 2018 - May 2019 · 11 mos
Wells Fargo Clearing Services, LLC
December 2003 - June 2018 · 14 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
January 2003 - June 2018 · 15 yrs 5 mos
State Registrations2 states
NCPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Plymouth Meeting, PA →All financial advisors in Pennsylvania →