Mark Nussbaum
Mark Nussbaum is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in La Jolla, CA, with 34 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
888 Prospect St Stes 301 & 320, La Jolla, CA, 92037
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2008Other Business Activities
Mark is a landlord for a rental property and serves on investment committees for the Jewish Community Foundation of San Diego, Congregation Dor Hadash, and Reconstructing Judaism-Reconstructionist Rabbinical College. These activities require minimal time commitment.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Painewebber IncorporatedBroker
Bt Securities CorporationBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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