PS
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Phillip Schwegmann
39 Years of Experience
Cincinnati, OH
1 DisclosureBroker
Phillip Schwegmann is a registered investment advisor at Cetera Investment Advisers LLC, based in Cincinnati, OH, with 39 years of industry experience. Phillip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Cincinnati, OH
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Regulatory History (1)
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Customer Dispute
July 2000Pending
Employment History
Current Registrations
Cetera Investment Advisers LLC
November 2025 - Present · 6 mos
Cetera Investment Services LLCBroker
November 2025 - Present · 6 mos
Previous Registrations
L.M. Kohn & CompanyBroker
January 2024 - November 2025 · 1 yr 10 mos
L.M. Kohn & Company
January 2024 - November 2025 · 1 yr 10 mos
Morgan StanleyBroker
June 2009 - December 2023 · 14 yrs 6 mos
Morgan Stanley
June 2009 - December 2023 · 14 yrs 6 mos
Citigroup Global Markets INC.
February 2001 - June 2009 · 8 yrs 4 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
July 1993 - July 1993 · 0 mos
Legg Mason Wood Walker, IncorporatedBroker
November 1987 - July 1993 · 5 yrs 8 mos
Legg Mason Masten INC.Broker
October 1987 - November 1987 · 1 mo
Legg Mason Wood Walker, IncorporatedBroker
May 1986 - July 1993 · 7 yrs 2 mos
State Registrations5 states
AZCOFLOHVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.