KA
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Kenneth Apking
28 Years of Experience
Cincinnati, OH
1 DisclosureBrokerSells Insurance
Kenneth Apking is a registered investment advisor at Cetera Investment Advisers LLC, based in Cincinnati, OH, with 28 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Cincinnati, OH
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Regulatory History (1)
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Customer Dispute
July 2004Denied
Other Business ActivitiesSells Insurance
Kenneth is an insurance agent selling health insurance products, dedicating a few hours per week. He also works as an agent selling fixed insurance products including life insurance, annuities, and long-term care, which takes full-time hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2008 - Present · 18 yrs 1 mo
Cetera Financial Specialists LLCBroker
April 2008 - Present · 18 yrs 1 mo
Previous Registrations
Alternative Wealth Strategies, INC.Broker
May 2006 - December 2007 · 1 yr 7 mos
Essex Securities LLCBroker
January 2005 - December 2005 · 11 mos
Woodbury Financial Services, INC.Broker
March 2003 - November 2004 · 1 yr 8 mos
Capital Brokerage CorporationBroker
December 1997 - January 2003 · 5 yrs 1 mo
Forth Financial Securities, CorporationBroker
January 1997 - December 1997 · 11 mos
1717 Capital Management CompanyBroker
September 1996 - December 1996 · 3 mos
State Registrations3 states
INKYOH
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.