Christopher Romney
Christopher Romney is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Bellevue, WA, with 39 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
10400 NE 4th Street, Suite 2000, Bellevue, WA, 98004
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2009Customer Dispute
March 2008Other Business Activities
Christopher is a partner in CDR Real Property III, a rental real estate business, and spends minimal time on it. He is also a partner in CR Squared LLC, which involves passive investments in commercial real estate, and monitors the investments.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
D.A. Davidson & CO.
D.A. Davidson & CO.Broker
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
UBS Financial Services INC.
UBS Financial Services INC.Broker
Salomon Smith Barney INC.Broker
Kidder, Peabody & CO. IncorporatedBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.