Mark Davy is a registered investment advisor at Cetera Investment Advisers LLC, based in Sarasota, FL, with 39 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
665 S. Orange Avenue Suite 4, Sarasota, FL, 34236
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Mark is the owner of Southbay Investment Group, a DBA for broker-dealer and RIA activities, spending about a quarter of his time as a financial advisor. He is also an agent with Dewar Group, Inc., a real estate brokerage, dedicating minimal time to selling and managing real estate transactions.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
Wunderlich Securities, INC.
Wunderlich Securities, INC.Broker
Capital Securities of America, INC.
Capital Securities of America, INC.Broker
UBS Financial Services INC.Broker
UBS Financial Services INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Raymond James & Associates, INC.Broker
Turner & Sellhorn Securities, INC.Broker
State Registrations12 states
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