JW
CFP · ChFC
JW
CFP · ChFC

John Whiteknight

36 Years of Experience
Albuquerque, NM
Broker

John Whiteknight is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Albuquerque, NM, with 36 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

7770 Jefferson St Ne, Suite 405, Albuquerque, NM, 87109

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John is a practice management and OSJ manager at BAR Financial, LLC, a financial services firm, since 2018. This takes about a quarter of his time, including during trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2018 - Present · 7 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2018 - June 2023 · 5 yrs
CUNA Brokerage Services, INC.
August 2013 - May 2017 · 3 yrs 9 mos
CUNA Brokerage Services, INC.Broker
August 2013 - May 2017 · 3 yrs 9 mos
Ameriprise Financial Services, INC.Broker
September 2012 - January 2013 · 4 mos
Ameriprise Financial Services, INC.
September 2012 - January 2013 · 4 mos
Charles Schwab & CO., INC.Broker
May 2011 - July 2012 · 1 yr 2 mos
Charles Schwab & CO., INC.
May 2011 - July 2012 · 1 yr 2 mos
MML Investors Services, LLCBroker
June 2010 - April 2011 · 10 mos
MML Investors Services, LLC
June 2010 - April 2011 · 10 mos
Multi-Financial Securities Corporation
June 2009 - September 2009 · 3 mos
Multi-Financial Securities CorporationBroker
June 2009 - September 2009 · 3 mos
Ameriprise Financial Services, INC.
October 2007 - April 2009 · 1 yr 6 mos
Ameriprise Financial Services, INC.Broker
October 2007 - April 2009 · 1 yr 6 mos
Washington Square Securities, INC.Broker
August 2001 - December 2003 · 2 yrs 4 mos
Multi-Financial Securities CorporationBroker
July 2001 - March 2007 · 5 yrs 8 mos
Granite Investment Services, INC.Broker
July 2001 - December 2003 · 2 yrs 5 mos
Guaranty Brokerage Services, INC.Broker
July 2001 - December 2003 · 2 yrs 5 mos
Primevest Financial Services, INC.Broker
July 2001 - December 2003 · 2 yrs 5 mos
Bancwest Investment Services, INC.Broker
July 2001 - November 2003 · 2 yrs 4 mos
Vestax Securities CorporationBroker
July 2001 - December 2003 · 2 yrs 5 mos
Financial Network Investment CorporationBroker
July 2001 - August 2001 · 1 mo
Ifg Network Securities, INC.Broker
July 2001 - December 2003 · 2 yrs 5 mos
Locust Street Securities, INC.Broker
June 2001 - December 2002 · 1 yr 6 mos
Ids Life Insurance CompanyBroker
October 1999 - June 2001 · 1 yr 8 mos
American Express Financial Advisors INC.Broker
May 1986 - June 2001 · 15 yrs 1 mo
State Registrations15 states
AZCACOFLGAMAMNMOMTNMNYOKORSDTX
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.