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Adam Goldman

Mesirow Financial Investment Management, INC.
40 Years of Experience
Highland Park, IL
1 DisclosureBroker
View SEC Summary
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Adam Goldman is a registered investment advisor at Mesirow Financial Investment Management, INC., based in Highland Park, IL, with 40 years of industry experience. Adam is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 90,291 clients with $50B in assets under management.

Mesirow Financial Investment Management, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
92 advisors
Number of Clients
90,291 clients
Average Client Portfolio
$559K average
Assets Under Management
$50.4B

Fee Structure

Investment management only (planning not offered)
Minimum Annual Fee:$17,500
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $5.0M0.75%
$5.0M - $15.0M0.60%
$15M+0.50%

Front Barnett generally requires a minimum annual fee of $17,500. Fees are negotiable in the firm's discretion.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

610 Cenral Avenue, Suite 200, Highland Park, IL, 60035-3255

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 1997
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Adam is the president of The James M. Gartenberg Memorial Scholarship Fund, dedicating about 10-20% of his time to fundraising. He also serves on the board of several organizations, including a synagogue, Roger Williams University, a high school, and a country club, dedicating minimal time to each.

Employment History
Current Registrations
Mesirow Financial Investment Management, INC.
December 2006 - Present · 19 yrs 10 mos
Mesirow Financial, INC.
October 2000 - Present · 26 yrs
Mesirow Financial, INC.Broker
October 2000 - Present · 26 yrs
Previous Registrations
Mesirow Financial, INC.
March 2001 - December 2009 · 8 yrs 9 mos
National Securities CorporationBroker
September 1996 - August 2000 · 3 yrs 11 mos
Bear, Stearns & CO. INC.Broker
July 1995 - September 1996 · 1 yr 2 mos
Oppenheimer & CO., INC.Broker
July 1989 - July 1995 · 6 yrs
Bear, Stearns & CO. INC.Broker
May 1986 - July 1989 · 3 yrs 2 mos
State Registrations15 states
AZCACTFLILMDMIMNMONJNYOHPATXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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