DF
ChFC
DF
ChFC
Areas of Practice
Real Estate Investing
Compensation
Fee-Only (AUM)
Firm Size
87 advisors
Number of Clients
13,111 clients
Average Client Portfolio
$3.4M average
Assets Under Management
$45.2B
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Location

353 N. Clark St, Chicago, IL, 60654

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Mesirow Financial Investment Management, INC.
July 2016 - Present · 9 yrs 7 mos
Mesirow Financial, INC.
March 2004 - Present · 21 yrs 11 mos
Mesirow Financial, INC.Broker
March 2004 - Present · 21 yrs 11 mos
Previous Registrations
Mesirow Advanced Strategies INC
March 2004 - July 2016 · 12 yrs 4 mos
Mesirow Financial, INC.
March 2004 - December 2009 · 5 yrs 9 mos
Merrill Lynch Pierce Fenner & Smith INC.
January 2001 - February 2004 · 3 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2000 - February 2004 · 3 yrs 3 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.