PH
PH

Pedro Ernesto Harth-Silva

39 Years of Experience
1 DisclosureBroker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
21 advisors
Number of Clients
3,226 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$3.5B

Fee Structure

Minimum Investment:$500K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.50%
$500K - $1.0M1.25%
$1.0M - $3.0M1.00%
$3.0M - $5.0M0.85%
$5.0M - $10.0M0.70%
$10.0M - $35.0M0.55%
$35.0M - $50.0M0.45%
$50M+0.40%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

200 East Las Olas Boulevard, 19th Floor, Fort Lauderdale, FL, 33301

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 1998
Denied
Other Business Activities

Pedro is the CEO of Harth-Silva & Associates, LLC, an investment-related support company created for tax reporting and fee collection from PWA. He spends a few hours per week on this business.

Employment History
Current Registrations
Pwa Securities, LLC
August 2023 - Present · 2 yrs 6 mos
Pwa Securities, LLCBroker
August 2023 - Present · 2 yrs 6 mos
Provenance Wealth Advisors
August 2023 - Present · 2 yrs 6 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
March 2022 - August 2023 · 1 yr 5 mos
Raymond James Financial Services Advisors, INC
March 2022 - August 2023 · 1 yr 5 mos
Raymond James & Associates, INC.
January 2012 - March 2022 · 10 yrs 2 mos
Raymond James & Associates, INC.Broker
December 2011 - March 2022 · 10 yrs 3 mos
UBS Financial Services INC.
January 2010 - December 2011 · 1 yr 11 mos
UBS Financial Services INC.Broker
January 2010 - December 2011 · 1 yr 11 mos
UBS International INC.
December 2007 - January 2010 · 2 yrs 1 mo
UBS International INC.Broker
December 2007 - January 2010 · 2 yrs 1 mo
Citigroup Global Markets INC.
March 1994 - December 2007 · 13 yrs 9 mos
Citigroup Global Markets INC.Broker
March 1994 - December 2007 · 13 yrs 9 mos
Barnett Investments, INC.Broker
March 1989 - April 1994 · 5 yrs 1 mo
Barnett Bond Service, INC.Broker
June 1988 - April 1989 · 10 mos
Graystone Nash, INC.Broker
May 1988 - June 1988 · 1 mo
Pamco Securities and Insurance ServicesBroker
February 1988 - May 1988 · 3 mos
John Hancock Distributors, INC.Broker
July 1986 - January 1988 · 1 yr 6 mos
State Registrations5 states
CAFLKSMITX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Pedro Ernesto Harth-silva - Financial Advisor | TrueAdvisor