AP
AP
Ann Prizzi
39 Years of Experience
Paramus, NJ
1 DisclosureBroker
Ann Prizzi is a registered investment advisor at Raymond James & Associates, INC., based in Paramus, NJ, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
61 South Paramus Road, Suite 360, Paramus, NJ, 07652
Get directionsHistory
Regulatory History (1)
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Financial
August 2016Final
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
September 2024 - Present · 1 yr 8 mos
Raymond James & Associates, INC.
September 2024 - Present · 1 yr 8 mos
Previous Registrations
B. Riley Wealth ManagementBroker
July 2022 - September 2024 · 2 yrs 2 mos
B. Riley Wealth Advisors, INC.
August 2019 - September 2024 · 5 yrs 1 mo
National Securities CorporationBroker
August 2019 - July 2022 · 2 yrs 11 mos
Capitol Securities Management, INC.
June 2007 - August 2019 · 12 yrs 2 mos
Capitol Securities Management, INC.Broker
June 2007 - August 2019 · 12 yrs 2 mos
UBS Financial Services INC.
May 2002 - June 2007 · 5 yrs 1 mo
UBS Financial Services INC.Broker
January 2001 - June 2007 · 6 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1991 - January 2001 · 9 yrs 7 mos
Prudential Securities IncorporatedBroker
September 1990 - April 1991 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1986 - September 1990 · 4 yrs 4 mos
State Registrations25 states
AZCACOCTFLGAKSMAMDMEMNMTNCNJNVNYOHPARISCTNTXVAVTWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.