Gladys Neafus is a registered investment advisor, based in New Orleans, LA, with 25 years of industry experience.
Location
858 Camp Street, New Orleans, LA, 70130
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Newedge Securities, LLCBroker
October 2025 - Present · 9 mos
Newedge Advisors
October 2025 - Present · 9 mos
Previous Registrations
UBS Financial Services INC.Broker
March 2022 - July 2025 · 3 yrs 4 mos
UBS Financial Services INC.
March 2022 - July 2025 · 3 yrs 4 mos
Morgan Stanley
May 2019 - March 2022 · 2 yrs 10 mos
Morgan StanleyBroker
May 2018 - March 2022 · 3 yrs 10 mos
UBS Financial Services INC.Broker
January 2009 - May 2018 · 9 yrs 4 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - January 2009 · 1 yr 9 mos
Morgan Stanley Dw INC.Broker
December 2000 - April 2007 · 6 yrs 4 mos
State Registrations3 states
AROKTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.