GM
GM

Gregory Miseyko

35 Years of Experience
Boca Raton, FL
2 DisclosuresBroker

Gregory Miseyko is a registered investment advisor at Ameriprise Financial Services, LLC, based in Boca Raton, FL, with 35 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

5200 Town Center Cir Ste 600, Boca Raton, FL, 33486-1045

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2019
Settled
Customer Dispute
February 2013
Withdrawn
Other Business Activities

Gregory is a member of the Board of Directors for Miseyko and evaluates wines for the American Fine Wine Competition annually. The board position takes about 10-20% of his time, while the wine competition takes minimal time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2021 - Present · 4 yrs 9 mos
Ameriprise Financial Services, LLCBroker
October 2021 - Present · 4 yrs 9 mos
Ameriprise Financial Services, LLC
October 2021 - Present · 4 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2008 - October 2021 · 12 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2008 - October 2021 · 12 yrs 10 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - December 2008 · 1 yr 8 mos
Morgan Stanley & CO. Incorporated
April 2007 - December 2008 · 1 yr 8 mos
Morgan Stanley Dw INC.Broker
January 2002 - April 2007 · 5 yrs 3 mos
Morgan Stanley
January 2002 - April 2007 · 5 yrs 3 mos
Sanford C. Bernstein & CO., LLCBroker
December 2000 - January 2002 · 1 yr 1 mo
Sanford C. Bernstein & CO., INC.Broker
August 1992 - December 2000 · 8 yrs 4 mos
Ncnb Securities, INC.Broker
May 1986 - August 1988 · 2 yrs 3 mos
State Registrations11 states
CACOCTDCFLGAILMANYSCTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.