James Oconnor is a registered investment advisor at O'connor Capital Advisory, LLC, based in Scottsdale, AZ, with 18 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 38 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.0M | 1.00% |
| $3.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Fees may be negotiable in certain circumstances. Certain affiliated persons may receive advisory services at a discounted rate.
Fee Estimator
Location
5635 N Scottsdale Rd, Ste 170, Scottsdale, AZ, 85250
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is the owner and managing member of O'Connor Capital Advisory, LLC, providing investment advisory services since 2010.
Employment History
Current Registrations
O'connor Capital Advisory, LLC
Previous Registrations
Contango Capital Advisors, INC.
State Registrations2 states
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