Roy Fischer
Roy Fischer is a registered investment advisor at Prospera Financial Services, INC., based in St. Louis, MO, with 37 years of industry experience. Their practice areas include Estate Planning, Retirement Planning. Their firm serves 19,103 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Prospera Financial Services offers investment management through various programs. The fees are based on a percentage of your portfolio's value and are negotiable, but the maximum annual fee is 2.15%. The specific fee and services are agreed upon in an advisory agreement. Fees are typically deducted from your account. Some programs may have additional fees, such as transaction costs or sub-account fees. Prospera also participates in revenue sharing with custodians and other third parties, which creates a conflict of interest.
Location
7751 Carondelet Avenue, Suite 802, St. Louis, MO, 63105
Get directionsHistory
Regulatory History (2)
Regulatory
April 1993Regulatory
February 1989Other Business ActivitiesSells Insurance
Roy is involved in various farm-related businesses, including general partnerships and LLCs that own and operate farmland. He is also the President of Land Property Assoc. Inc., dedicating nearly full-time hours to the sale of real estate, and President of Land Financial Group, Inc., an insurance agency, spending a few hours per week there.
Employment History
Current Registrations
Prospera Financial Services, INC.Broker
Land Advisory CO., LLC
Previous Registrations
Cutter & Company, INC.Broker
Midsouth Capital, INC.
Midsouth Capital, INC.Broker
Corporate Securities Group, INC.Broker
Inbank Investments, INC.Broker
Mgi Investments, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.