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Thomas Vermeulen

LPL Financial LLC
39 Years of Experience
Rochester, MI
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Thomas Vermeulen is a registered investment advisor at LPL Financial LLC, based in Rochester, MI, with 39 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1235 N Main St Ste 110, Rochester, MI, 48307

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2026
Settled
Customer Dispute
April 2011
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Thomas is involved in several outside business activities. These include a business entity for tax/investment purposes, tax preparation, selling fixed annuities, health, disability, and long-term care insurance, and a DBA for LPL business, which takes nearly full-time.

Employment History
Current Registrations
LPL Financial LLC
May 2010 - Present · 16 yrs 5 mos
LPL Financial LLCBroker
December 2003 - Present · 22 yrs 10 mos
Previous Registrations
Questar Capital CorporationBroker
October 2000 - November 2003 · 3 yrs 1 mo
Banc One Securities CorporationBroker
November 1999 - October 2000 · 11 mos
Prim Securities, IncorporatedBroker
September 1999 - November 1999 · 2 mos
W. S. Griffith & CO., INC.Broker
July 1998 - September 1999 · 1 yr 2 mos
Prim Securities, IncorporatedBroker
July 1994 - July 1998 · 4 yrs
Mariner Financial Services, INC.Broker
August 1993 - July 1994 · 11 mos
New England SecuritiesBroker
December 1991 - July 1993 · 1 yr 7 mos
Travelers Equities Sales, INC.Broker
November 1989 - June 1991 · 1 yr 7 mos
Ur Financial, INC.Broker
October 1988 - November 1989 · 1 yr 1 mo
American Express Financial Advisors INC.Broker
July 1986 - October 1988 · 2 yrs 3 mos
State Registrations8 states
AZFLGAILMINCNVSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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