David Rubenstein
David Rubenstein is a registered investment advisor at LPL Financial LLC, based in Rochester, MI, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1235 N Main St Ste 150, Rochester, MI, 48307
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Regulatory History (4)
Judgment / Lien
October 2024Employment Separation After Allegations
April 2016Employment Separation After Allegations
July 2015Customer Dispute
May 2002Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
L.M. Kohn & Company
L.M. Kohn & CompanyBroker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ameriprise Advisor Services, INC.
Ameriprise Advisor Services, INC.Broker
UBS Painewebber INC.Broker
Prudential Securities IncorporatedBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.