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David Dudley

38 Years of Experience
Salt Lake City, UT
Broker

David Dudley is a registered investment advisor at Morgan Stanley, based in Salt Lake City, UT, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

60 East South Temple, 20th Floor, Salt Lake City, UT, 84111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David does voiceover work, auditioning for commercials, movie promos, and narrations. This takes a few hours per week and is investment-related.

Employment History
Current Registrations
Morgan Stanley
January 2024 - Present · 2 yrs 4 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
September 1991 - July 1993 · 1 yr 10 mos
Painewebber IncorporatedBroker
September 1990 - September 1991 · 1 yr
Dain Bosworth IncorporatedBroker
March 1988 - April 1989 · 1 yr 1 mo
Prudential-Bache Securities INC.Broker
July 1986 - March 1988 · 1 yr 8 mos
State Registrations7 states
CACOHILAMANYUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Dudley - Financial Advisor | TrueAdvisor