Robert Needham is a CFP-designated registered investment advisor, based in Indian Land, SC, with 36 years of industry experience.
Location
7715 Charlotte Hwy, Indian Land, SC, 29707
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 3 mos
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Bb&t Securities, LLC
November 2018 - February 2021 · 2 yrs 3 mos
Bb&t Securities, LLCBroker
November 2018 - February 2021 · 2 yrs 3 mos
Horace Mann Investors, INC.
June 2017 - April 2018 · 10 mos
Horace Mann Investors, INC.Broker
May 2017 - April 2018 · 11 mos
Wells Fargo Clearing Services, LLC
May 2012 - May 2017 · 5 yrs
Wells Fargo Clearing Services, LLCBroker
May 2012 - May 2017 · 5 yrs
UBS Financial Services INC.Broker
February 2008 - May 2012 · 4 yrs 3 mos
UBS Financial Services INC.
February 2008 - May 2012 · 4 yrs 3 mos
Banc of America Investment Services, INC.Broker
July 2005 - February 2008 · 2 yrs 7 mos
Banc of America Investment Services, INC.
July 2005 - February 2008 · 2 yrs 7 mos
Wells Fargo Investments, LLC
May 2001 - September 2004 · 3 yrs 4 mos
Wells Fargo Investments, LLCBroker
May 2001 - September 2004 · 3 yrs 4 mos
Wells Fargo Securities INC.Broker
March 1997 - May 2001 · 4 yrs 2 mos
Citicorp Investment ServicesBroker
December 1996 - April 1997 · 4 mos
Lehman Brothers INC.Broker
March 1994 - June 1996 · 2 yrs 3 mos
Smith Barney Shearson INC.Broker
July 1993 - March 1994 · 8 mos
Lehman Brothers INC.Broker
May 1988 - July 1993 · 5 yrs 2 mos
E. F. Hutton & Company INCBroker
October 1987 - May 1988 · 7 mos
State Registrations5 states
FLNCNYSCVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.