Ricky Wallace
Ricky Wallace is a registered investment advisor at LPL Enterprise, LLC, based in Tampa, FL, with 40 years of industry experience. Ricky is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 102,563 clients with $25B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.35% |
Maximum advisory fee for Model Wealth Portfolios is 2.35% and is negotiable, plus manager fees ranging from 0% to 0.60%. Third-party asset management fees typically max out at 2.0%.
Fee Estimator
Location
4010 W. Boy Scout Blvd., Suite 1075, Tampa, FL, 33607
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2015Other Business ActivitiesSells Insurance
Ricky sells life, health, fixed annuities, property & casualty, and disability insurance. This activity takes a few hours per week.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
New England SecuritiesBroker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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