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Paul Finocchiaro

LPL Enterprise, LLC
17 Years of Experience
Tampa, FL
1 DisclosureBroker
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Paul Finocchiaro is a CFP-designated registered investment advisor at LPL Enterprise, LLC, based in Tampa, FL, with 17 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 102,563 clients with $25B in assets under management.

LPL Enterprise, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3138 advisors
Number of Clients
102,563 clients
Average Client Portfolio
$243K average
Assets Under Management
$24.9B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.35%

Maximum advisory fee for Model Wealth Portfolios is 2.35% and is negotiable, plus manager fees ranging from 0% to 0.60%. Third-party asset management fees typically max out at 2.0%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4010 W. Boy Scout Blvd., Suite 1075, Tampa, FL, 33607

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
February 2021
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Enterprise, LLC
October 2025 - Present · 1 yr
LPL Enterprise, LLCBroker
September 2025 - Present · 1 yr 1 mo
Previous Registrations
Prosperity Capital Advisors
April 2024 - January 2025 · 9 mos
Southshore Financial Planning
May 2022 - September 2023 · 1 yr 4 mos
Suntrust Investment Services, INC.
August 2012 - April 2016 · 3 yrs 8 mos
Suntrust Investment Services, INC.Broker
August 2012 - April 2016 · 3 yrs 8 mos
Citigroup Global Markets INC.
October 2008 - August 2012 · 3 yrs 10 mos
Citigroup Global Markets INC.Broker
September 2008 - August 2012 · 3 yrs 11 mos
Metlife Securities INC.Broker
August 2007 - February 2008 · 6 mos
USAA Financial Planning Services
September 2004 - September 2006 · 2 yrs
USAA Financial Advisors, INC.Broker
September 2004 - September 2006 · 2 yrs
VALIC Financial Advisors, INC.
March 2003 - August 2004 · 1 yr 5 mos
VALIC Financial Advisors, INC.Broker
March 2003 - August 2004 · 1 yr 5 mos
American Express Financial Advisors INC.Broker
July 2000 - November 2002 · 2 yrs 4 mos
Ids Life Insurance CompanyBroker
July 2000 - November 2002 · 2 yrs 4 mos
State Registrations3 states
FLGANY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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