Regina Kozsan
Regina Kozsan is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Concord, NH, with 21 years of industry experience. Regina operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
46 South Main Street, Suite 5, Concord, NH, 03301
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Regina sells fixed insurance products, including life, disability, annuities, and long-term care, dedicating a few hours per week. She is also a partner at Globe Wealth Management, LLC, spending about full-time hours on financial and investment planning.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Cetera Advisors LLC
Previous Registrations
Cetera Advisors LLC
Investors Capital Advisory
Investors Capital CORP.Broker
Barclays De Zoete Wedd Securities INC.Broker
E. F. Hutton & Company INCBroker
State Registrations23 states
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