LK
CFP
LK
CFP

Linda Knott

39 Years of Experience
Laconia, NH
1 DisclosureBroker

Linda Knott is a CFP-designated registered investment advisor at LPL Financial LLC, based in Laconia, NH, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

174 Court Street, Laconia, NH, 03246-2557

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2005
Settled
Other Business Activities

Linda is involved in real estate rental through McKnott LLC since 2009. She spends minimal time on this activity during securities trading to sublease space within the building.

Employment History
Current Registrations
LPL Financial LLC
October 2005 - Present · 20 yrs 7 mos
LPL Financial LLC
October 2005 - Present · 20 yrs 7 mos
LPL Financial LLCBroker
October 2005 - Present · 20 yrs 7 mos
Previous Registrations
Cco Investment Services CORP.
July 2003 - October 2005 · 2 yrs 3 mos
Cco Investment Services CORP.Broker
July 2003 - October 2005 · 2 yrs 3 mos
Citistreet Financial Services LLC
June 1995 - July 2003 · 8 yrs 1 mo
Citistreet Equities LLCBroker
February 1987 - July 2003 · 16 yrs 5 mos
State Registrations15 states
AZCOFLILMAMDMENHNJNYOHPATXVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.