William Leake is a registered investment advisor at Sequent Planning, LLC, based in Omaha, NE, with 38 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 5,102 clients with $390M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sequent Planning offers asset management services where they manage your investments. The annual advisory fee will never exceed 1.75%. The exact fee is negotiable based on factors such as the advisor, client type, and complexity of the situation. You may also incur additional charges from third parties, such as mutual fund expenses and custodian fees.
Location
8420 West Dodge Road, Suite 110, Omaha, NE, 68114
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William is a branch manager at Futurity First Insurance Group since 2012, focusing on insurance sales. This activity takes significantly more than full-time hours, with a substantial portion dedicated to securities trading.
Employment History
Current Registrations
Sequent Planning, LLC
Previous Registrations
Investment Advisors
Proequities, INC.Broker
MML Investors Services, LLC
MML Investors Services, LLCBroker
Veravest Investment Advisors, INC.
Veravest Investments, INC.Broker
1717 Capital Management CompanyBroker
Royal Alliance Associates, INC.Broker
Cigna Financial Advisors,inc.Broker
MML Investors Services, INC.Broker
Cigna Financial Advisors,inc.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.