Judith Tengler
Judith Tengler is a registered investment advisor at Stratos Wealth Partners, LTD, based in Independence, OH, with 39 years of industry experience. Judith operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 4 more. Their firm serves 21,699 clients with $14B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Stratos Wealth Partners (SWP) offers investment management through Strategic Wealth Management (SWM) accounts and other advisor-managed, non-wrap accounts.
With SWM and other advisor-managed, non-wrap accounts, you'll pay an advisory fee to SWP, plus transaction charges for each trade. The maximum annual advisory fee is 2.0% of the assets managed. In limited cases, SWP may apply a flat fee to provide asset management services, but the maximum flat fee will be no more than 2.0% of the assets under management.
A minimum account value of $10,000 is required for SWM and other advisor-managed, non-wrap accounts; however, in certain instances, the minimum account size may be lower.
Location
4807 Rockside Road Suite 540, Independence, OH, 44131
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2016Customer Dispute
December 2011Other Business Activities
Judith operates under Independence Financial Services as a DBA for her LPL business and JT Financial Services, LLC for tax/investment purposes, dedicating minimal time to each. She also provides investment advisory services through Private Advisor Group, LLC, spending nearly full-time on this activity.
Employment History
Current Registrations
Stratos Wealth Partners, LTD
LPL Financial LLCBroker
Previous Registrations
Private Advisor Group, LLC
Private Advisor Group, LLC
LPL Financial LLC
Signator Investors, INC.
Signator Investors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.