Travis Sullivan
Travis Sullivan is a registered investment advisor at RBC Capital Markets, LLC, based in Dallas, TX, with 39 years of industry experience. Travis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
100 Crescent Court, Suite 1500, Dallas, TX, 75201-1871
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Regulatory History (1)
Customer Dispute
May 1991Other Business Activities
Travis is a board member for the Kraddick Foundation/Kidd's Kids, dedicating minimal time. He also serves on the Dean's Advisory Board for the University of North Texas G. Brint Ryan College of Business and manages oil & gas interests through T I Sullivan, LLC, both requiring minimal time.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Nationsbanc Investments, INC.Broker
NationssecuritiesBroker
Nationsbanc Securities, INC.Broker
The Principal/eppler, Guerin & Turner, INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.