Shawn Ezzo
Shawn Ezzo is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Dallas, TX, with 22 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
2850 North Harwood, 18th Floor, Dallas, TX, 75201
Get directionsHistory
Regulatory History (1)
Financial
November 2018Other Business Activities
Shawn is a member of Jimmy Jack LLC, a novelty koozie sales business started with his brother in 2010. The company is essentially inactive and requires minimal time commitment from Shawn.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLCBroker
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Stanford Group CompanyBroker
Stanford Group CompanyBroker
Banc of America Investment Services, INC.Broker
Banc of America Securities LLCBroker
Lehman Brothers INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.