David Duggan
David Duggan is a registered investment advisor at Integrity Alliance, LLC, based in Altoona, IA, with 24 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
317 8th Street SW, Altoona, IA, 50009
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David owns ATS Tax Service LLC, DBA Altoona Tax Service, and spends varying hours on tax preparation, potentially full-time during tax season. He is also a managing partner/landlord for 8th Street Properties LLC, spending minimal time, and manages the Dave & Mary Duggan Family Trust and Duggan Farms Trust, spending minimal time on each. David also sells fixed insurance, dedicating a few hours per week.
Employment History
Current Registrations
Integrity Alliance, LLC
Integrity Alliance, LLC.Broker
Integrity Alliance, LLC.
Previous Registrations
Brookstone Capital Management LLC
Broker Dealer Financial Services CORP.Broker
Investment Advisors CORP
Brokers International Financial Services, LLC.Broker
Brokers International Financial Services, LLC
Investment Advisors CORP
Broker Dealer Financial Services CORP.Broker
Packerland Brokerage Services, INC.Broker
Vsr Financial Services, INC.Broker
Fintegra, LLCBroker
Ing Financial Partners, INC.Broker
Locust Street Securities, INC.Broker
Princor Financial Services CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.