DO
ChFC
DO
ChFC
David Osborn is a ChFC-designated registered investment advisor at Morgan Stanley, based in Allentown, PA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
515 West Hamilton Street, 7th Floor, Allentown, PA, 18101
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Regulatory History (1)
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Customer Dispute
October 2003Closed-No Action
Other Business Activities
David is a director on the investment committee for the Allentown Symphony Association, a charitable organization, dedicating minimal time. He is also a board member for the Allentown Symphony Association and has power of attorney for someone in Macungie, PA.
Employment History
Current Registrations
Morgan Stanley
August 2021 - Present · 4 yrs 9 mos
Morgan StanleyBroker
August 2021 - Present · 4 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2002 - August 2021 · 19 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2002 - August 2021 · 19 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2000 - January 2001 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1996 - October 2000 · 4 yrs 6 mos
MML Investors Services, INC.Broker
March 1996 - April 1996 · 1 mo
G. R. Phelps & CO., INC.Broker
April 1994 - March 1996 · 1 yr 11 mos
Independent Financial GroupBroker
June 1990 - April 1994 · 3 yrs 10 mos
Cigna Securities, INC.Broker
August 1986 - July 1990 · 3 yrs 11 mos
State Registrations13 states
COCTFLMDMINCNJNYOHPATXVAVT
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.