Maximo Lopez
Maximo Lopez is a registered investment advisor at VALIC Financial Advisors, INC., based in Houston, TX, with 22 years of industry experience. Maximo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 2 more. Their firm serves 293,993 clients with $26B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Financial planning fees depend on the complexity of your situation, the number of topics covered, the time needed to complete the plan, your net worth, and your location.
- Consulting services are offered on a per-project basis, not exceeding $7,500 annually.
- The total combined fee for a financial plan and consulting services will not exceed $10,000 annually.
Location
2919 Allen Parkway, 9th FLOOR - RETIREMENT EDUCATION CENTER, Houston, TX, 77019
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 1999Other Business ActivitiesSells Insurance
Maximo receives renewal commissions from insurance products and is a member and area director for Toastmasters. He spends a few hours per week on non-securities insurance products.
Employment History
Current Registrations
VALIC Financial Advisors, INC.Broker
VALIC Financial Advisors, INC.
Previous Registrations
Allstate Financial Services, LLCBroker
Allstate Financial Advisors, LLC
Mutual of Omaha Investor Services, INC.
Princor Financial Services CorporationBroker
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
A. G. Edwards & Sons, INC.Broker
Securities & Investment Planning CO.Broker
A. G. Edwards & Sons, INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.