Maximo Lopez
Maximo Lopez is a registered investment advisor at VALIC Financial Advisors, INC., based in Houston, TX, with 23 years of industry experience. Maximo is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 293,026 clients with $29B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
VALIC Financial Advisors offers ongoing subscription-based financial planning services that renew annually and include periodic updates to your financial plan as your needs or life events change.
- One-time financial plan — Up to $5,000 annually, customized to your financial situation and goals.
- Project-based consulting services — Up to $7,500 annually for specific financial consulting projects.
- Combined plan and consulting services — Total combined fee will not exceed $10,000 annually.
Location
2919 Allen Parkway, 9th FLOOR - RETIREMENT EDUCATION CENTER, Houston, TX, 77019
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 1999Other Business ActivitiesSells Insurance
Maximo receives renewal commissions from insurance products and is a member and area director for Toastmasters. He spends a few hours per week on non-securities insurance products.
Employment History
Current Registrations
VALIC Financial Advisors, INC.Broker
VALIC Financial Advisors, INC.
Previous Registrations
Allstate Financial Services, LLCBroker
Allstate Financial Advisors, LLC
Mutual of Omaha Investor Services, INC.
Princor Financial Services CorporationBroker
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
A. G. Edwards & Sons, INC.Broker
Securities & Investment Planning CO.Broker
A. G. Edwards & Sons, INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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