James Lipari
James Lipari is a CFP-designated registered investment advisor at UBS Financial Services INC., based in Kansas City, MO, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
4622 Pennsylvania Avenue, 8th Floor, Kansas City, MO, 64112
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2014Other Business Activities
James is a partner in Lipari Real Estate LLC, where his wife manages the properties and he offers perspective. He also serves on the Alumni Board of Directors for Big Brother Big Sisters of Kansas City and as a board member for Urban Bounty Farms, Inc., a hydroponic farm.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
The Lincoln National Life Insurance CompanyBroker
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
Cigna Financial Advisors,inc.Broker
Cigna Securities, INC.Broker
Fahnestock & CO., INC.Broker
Mony Securities CORP.Broker
The Mutual Life Insurance Company of New YorkBroker
Thomson Mckinnon Securities INC.Broker
Blinder, Robinson & Co.,inc.Broker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.