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Albert Minutola

39 Years of Experience
Wilmington, DE
4 DisclosuresBrokerSells Insurance

Albert Minutola is a registered investment advisor at Cetera Investment Advisers LLC, based in Wilmington, DE, with 39 years of industry experience. Albert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1403 Foulk Rd Ste 104, Wilmington, DE, 19803

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
October 2016
Final
Employment Separation After Allegations
October 2016
Employment Separation After Allegations
June 2004
Customer Dispute
April 2004
Settled
Other Business ActivitiesSells Insurance

Albert sells fixed insurance products, including life, health, disability, and long-term care insurance, since 2016. He also prepares federal and state income taxes and is a board member of a homeowner's association, and provides financial and insurance services.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
December 2016 - Present · 9 yrs 5 mos
Previous Registrations
Cetera Advisor Networks LLC
January 2017 - June 2023 · 6 yrs 5 mos
Questar Capital CorporationBroker
December 2006 - October 2016 · 9 yrs 10 mos
Questar Asset Management, INC.
May 2006 - November 2016 · 10 yrs 6 mos
Usallianz Securities, INC.
August 2004 - June 2006 · 1 yr 10 mos
Usallianz Securities, INC.Broker
August 2004 - December 2006 · 2 yrs 4 mos
Hornor, Townsend & Kent, INC.
May 2002 - June 2004 · 2 yrs 1 mo
Hornor, Townsend & Kent, INC.Broker
November 1991 - June 2004 · 12 yrs 7 mos
Chubb Securities CorporationBroker
November 1986 - December 1991 · 5 yrs 1 mo
State Registrations12 states
AZCADEFLILMDNMNVNYPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.