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Douglas Loew

Cetera Investment Advisers LLC
40 Years of Experience
Newark, DE
BrokerSells Insurance
View SEC Summary
View SEC Summary

Douglas Loew is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Newark, DE, with 40 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10458 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

248 E Chestnut Hill Rd Ste 3, Newark, DE, 19713

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Douglas is an OSJ/Owner of Loew & Associates Financial Services and Douglas C. Loew & Associates Financial Services, focusing on the sale and service of fixed insurance, securities, and investment products, dedicating nearly full-time hours to these activities. He is also an independent insurance agent and owner of a DBA for fixed insurance sales, spending a few hours per week on these roles.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 4 mos
Cetera Wealth Services, LLC
June 2021 - Present · 5 yrs 4 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 5 yrs 4 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
January 2004 - June 2021 · 17 yrs 5 mos
Voya Financial Advisors, INC.Broker
January 2004 - June 2021 · 17 yrs 5 mos
Locust Street Securities, INC.
March 2002 - January 2004 · 1 yr 10 mos
Independent Advisers Group CORP
May 1997 - December 2004 · 7 yrs 7 mos
Locust Street Securities, INC.Broker
March 1995 - January 2004 · 8 yrs 10 mos
Fidelity Equity Services CorporationBroker
March 1986 - March 1995 · 9 yrs
State Registrations29 states
AZCACOCTDCDEFLGAIDILINMAMDMEMIMONCNJNMNYOHPASCSDTXUTVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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