Martin Omalley
Martin Omalley is a registered investment advisor at Plan B Investments, INC., based in Carmel Valley, CA, with 37 years of industry experience. Martin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Insurance Planning, Retirement Planning, Tax Planning. Their firm serves 82 clients with $27M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Plan B Investments, Inc. offers investment management through third-party or outside investment managers. The fee is a percentage of the assets they manage, calculated quarterly. The specific percentage depends on which manager is selected. Plan B may offset hourly fees if they are engaged for investing with a third-party or outside investment manager. There is a minimum account size of $5,000 for an Outside Investment Manager account or $25,000 for a Third-Party Manager account.
Location
13748 Center St, Suite A, Carmel Valley, CA, 93924
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Martin sells fixed insurance products and receives commission-based compensation, dedicating about 10-20% of his time to this activity. He is also the sole proprietor of SINRA Successor Trustee Services, Inc., which is not investment-related and takes minimal time.
Employment History
Current Registrations
Plan B Investments, INC.
Plan B Investments, INC.Broker
Previous Registrations
Usallianz Securities, INC.
Usallianz Securities, INC.Broker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Sunamerica Securities, INC.Broker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Cps Financial & Insurance Services, INC.Broker
Walnut Street Securities, INC.Broker
California One InvestmentsBroker
Allmerica Investments, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.