Plan B Investments, Inc. offers personalized financial planning and investment advisory services to individuals and small businesses. Founded by Martin P. O’Malley, Jr. in 2006 and based in Carmel Valley, California, the firm provides guidance on retirement, cash flow, trust and estate planning, education, insurance, and taxes. Plan B Investments, Inc. helps clients implement their investment strategies by recommending and coordinating with third-party managers or outside investment managers, while also maintaining a dual registration as a broker-dealer to offer additional brokerage and insurance products.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $400K | 1.65% |
| $400K - $750K | 1.55% |
| $750K - $1.0M | 1.40% |
| $1.0M - $2.0M | 1.30% |
| $2.0M - $3.0M | 1.10% |
| $3M+ | 0.95% |
Schedule reflects the Outside Investment Manager schedule as the primary option. Third-party manager program rates are also available starting at 1.65% and scaling down to 1.10%.