Leonard Barenboim is a registered investment advisor, based in Staten Island, NY, with 21 years of industry experience.
Location
Staten Island, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Leonard is involved in several outside business activities, primarily serving as an outsourced part-time Chief Compliance Officer (CCO) for various broker-dealers, RIAs, and investment management companies. He also has a single-member LLC, ELBI Systems, an outsourcing consultancy firm, and is a limited partner in Malen LLC, a food importer.
Employment History
Current Registrations
Jamieson Corporate Finance US LLC
Jamieson Corporate Finance US LLCBroker
Iaff-Fc Advisors LLC
Rubinbrown Corporate Finance, LLC
Rubinbrown Corporate Finance, LLCBroker
Iaff-Fc Investments LLCBroker
Iaff-Fc Investments LLC
Shinhan Securities America, INC.
Shinhan Securities America, INC.Broker
Stock Securities LLCBroker
Stock Securities LLC
If Securities LLCBroker
If Securities LLC
Mc Square Capital, LLCBroker
Mc Square Capital, LLC
Ama Securities LLC
Ama Securities LLCBroker
Somerset Securities, INC.Broker
Somerset Securities, INC.
Walton Re Securities, LLCBroker
Walton Re Securities, LLC
Previous Registrations
Stockshield, LLCBroker
Tgp Securities, INC.Broker
The Moneypaper Advisor, INC.
Gatsby SecuritiesBroker
Dalmore Group LLCBroker
Bagby Financial ServicesBroker
Hamersley Partners LLCBroker
Swiss Allied Wealth Management, LLC
Astor Wealth Management LLC
Ariston Wealth Management, L.P.
Tigress Financial Partners, LLCBroker
Temper of the Times Investor Services, INC.Broker
PHD CapitalBroker
Metlife Securities INC.
Metlife Securities INC.Broker
Advanced Equities, INC.Broker
AXA Advisors, LLCBroker
S.G. Warburg & CO. INC.Broker
State Registrations39 states
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