Stephen Guercio
Stephen Guercio is a registered investment advisor at Alexander Capital Wealth Management LLC, based in Red Bank, NJ, with 27 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 621 clients with $210M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
ACWM offers investment management through wrap fee programs. The annual management fee is negotiated with each client and ranges from 0.25% to 2.00% of the value of your portfolio. The fee includes money management, certain transaction costs, and custodial and administrative costs. There is no minimum fee for investing on the Envestnet | Placemark platform. The advisory fee is negotiable, depending on individual client circumstances. In some cases, ACWM may charge a fixed fee for portfolio management, which will be negotiable.
Location
10 DRS James Parker BLVD, Suite 202, Red Bank, NJ, 07701
Get directionsHistory
Regulatory History (7)
Criminal
July 2006Customer Dispute
July 2001Regulatory
October 2000Regulatory
March 2000Regulatory
July 1998Regulatory
April 1998Customer Dispute
August 1992Other Business ActivitiesSells Insurance
Stephen is affiliated with Alexander Capital Insurance Agency LLC, earning commissions from insurance sales. He dedicates a few hours per week to this activity.
Employment History
Current Registrations
Alexander Capital Wealth Management LLC
Alexander Capital, L.P.Broker
Previous Registrations
Clark Dodge Asset Management, LLC
Alexander Capital Wealth Management LLC
Clark Dodge Asset Management, LLC
Arive Capital MarketsBroker
Clark Dodge & CO., INC.Broker
J.P. Turner & Company, L.L.C.Broker
J.P. Turner & Company, L.L.C.Broker
Clark Dodge & CO., INC.Broker
J.P. Turner & Company, L.L.C.Broker
M.S. Farrell & Company, INC.Broker
First Metropolitan Securities, INC.Broker
Mason Hill & CO., INC.Broker
State Capital Markets CorporationBroker
Whale Securities CO., L.P.Broker
First Hanover Securities, INC.Broker
First Hanover Securities, INC.Broker
A.S. Goldmen & CO., INC.Broker
D. H. Blair & CO., INC.Broker
D. H. Blair & CO., INC.Broker
Lehman Brothers INC.Broker
Gruntal & CO. IncorporatedBroker
Robyns Capital CORP.Broker
Life Planning INC.Broker
Hibbard Brown & CO., INC.Broker
R.C. Stamm & CO., INC.Broker
Philips, Appel & Walden, INC.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.