MM
CFP
MM
CFP

Michael Mrotzek

38 Years of Experience
Purchase, NY
Broker

Michael Mrotzek is a CFP-designated registered investment advisor at Morgan Stanley, based in Purchase, NY, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2000 Westchester Avenue, Purchase, NY, 10577-2530

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael serves as Power of Attorney and Executor/Co-Executor. These activities do not take up any of Michael's time during or after business hours.

Employment History
Current Registrations
Morgan Stanley
September 2010 - Present · 15 yrs 8 mos
Morgan StanleyBroker
September 2010 - Present · 15 yrs 8 mos
Morgan Stanley
September 2010 - Present · 15 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2004 - September 2010 · 6 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2004 - September 2010 · 6 yrs 2 mos
Wachovia Securities, LLC
July 2003 - July 2004 · 1 yr
Wachovia Securities, LLCBroker
October 1999 - July 2004 · 4 yrs 9 mos
First Union Capital Markets CORP.Broker
September 1997 - October 1999 · 2 yrs 1 mo
J. B. Hanauer & CO.Broker
February 1988 - September 1997 · 9 yrs 7 mos
State Registrations20 states
AZCACOCTDEFLGAINKYMENCNHNJNYOHPASCTNTXVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Michael Mrotzek - Financial Advisor | TrueAdvisor