James Ruthrauff
James Ruthrauff is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in South Bend, IN, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
100 N Michigan St, South Bend, IN, 46601
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Regulatory History (1)
Customer Dispute
October 2012Other Business Activities
James is a partner in KR Development Partners, LLC, which owns a building leased to Family Dollar. He spends minimal time ensuring taxes and insurance are paid and handling building maintenance.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Shatkin Financial Services, INC.Broker
Pruco Securities CorporationBroker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.