Deborah Smogor
Deborah Smogor is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in South Bend, IN, with 10 years of industry experience. Deborah is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,838,984 clients with $1800B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Managed Account Advisors and Merrill Lynch charge an asset-based fee called the Account Fee, which consists of two parts:
- Investment Management and Trust Fee — Paid to Bank of America for its services, with rates set in your client agreement and subject to negotiation based on your portfolio value and account size.
- Style Manager Expense — Paid to the specific manager of your chosen strategy, generally ranging from 0.00% to 0.50% per year, and does not change based on portfolio size.
Total fees vary depending on the specific strategies and account size, and are deducted directly from your account on a regular basis.
Location
100 N Michigan St, South Bend, IN, 46601
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2021Other Business Activities
Deborah is a committee member for Women of Vision (WOV) at the YWCA, dedicating minimal time annually to raise awareness for domestic violence and empowering women. She is also a board member at YWCA North Central, spending a few hours per week attending committee meetings for finance, audit, and fundraising.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations33 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Matthew KahnMerrill Lynch, Pierce, Fenner & Smith Incorporated
- James RuthrauffMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Matthew Cotton, CFPLPL Financial LLC
- Thomas Varga, ChFCLPL Financial LLC
- Randall Raciti, ChFC
- William Strafford, CFPLPL Financial LLC